FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 02/03/2014 |
3. Issuer Name and Ticker or Trading Symbol
ACCURAY INC [ ARAY ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 39,181(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option (right to buy) | (2) | 11/30/2021 | Common Stock | 8,250 | 4.01 | D | |
Non-Qualified Stock Option (right to buy) | (3) | 10/31/2022 | Common Stock | 14,000 | 6.96 | D | |
Non-Qualified Stock Option (right to buy) | (4) | 01/31/2021 | Common Stock | 27,000 | 8.56 | D |
Explanation of Responses: |
1. 8,806 shares are held directly by the Reporting Person. The shares were acquired through the vesting and release of RSU shares. The remaining 13,500 RSU shares from a grant on January 31, 2013 will vest on January 31, 2015. The remaining 16,875 shares from RSU grants are subject to vesting at the rate of 25% of the shares on each yearly anniversary of the vesting commencement date. |
2. The remaining shares subject to the option vest in equal monthly installments until fully vested on November 30, 2015. |
3. The remaining shares subject to the option vest in equal monthly installments until fully vested on October 31, 2016. |
4. The remaining shares subject to the option vest in equal monthly installments until fully vested on January 31, 2015. |
By: Oria De La Cerda For: Alaleh Nouri | 02/12/2014 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |